Stock Public Offering, Over The Counter, and Listings Services
- Planning and Recommendation
- Draft of business long-term development plan.
- Recommendation of feasibility assessment on applying for Initial Public Offering, Over The Counter, and Listings, and the timing of the related capital increasing.
- Planning of employees’ share subscription, shareholders’ equity structure and share dilution.
- Consultation of the Company Law and conduct on Shareholders’ meeting and Board of Directors’ meeting.
- Relevant taxation planning.
- Implementation of Internal Control and Management Systems
- Establishment and implementing assistance of internal control and internal audit systems.
- Establishment and implementing assistance of accounting and management systems
- Review and amendment of managerial operation rules and instructions.
- Providing assistance and facilitation with elimination of defects that may hinder the application for trading on Over the Counter and Listings markets.
- Business Registration and Document Preparation
- Review of and preparing assistance with application document and related annex data.
- Issuance of financial expert opinion.
- Review and providing assistance in preparation of Prospectus.
- Issuance of opinion on reviewing project checking list.
- Issuance of opinion on auditing internal control system.
- Submitting application document and supplement to Securities and Futures Commission, Stock Exchange Inc., and Over The Counter Trading Center.
- Underwriting Coordination
- Review of underwriters’ evaluation report.
- Preparation of expert reports for examination committee of Over The Counter and Listings.
- Consultation of underwriting price per share and providing review report of underwriting price.
- Consultation, discussion or providing solutions for problems incurred after the company trading on the OTC Market or the Listings Market.